Pre-Conference CFP® Ethics - Back to the Future Again
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Pre-Conference CFP® Ethics - Back to the Future Again

REGISTRATION IS CLOSED. YOU CAN STILL REGISTERED ON SITE. Earn required 2 CE of CFP® Ethics and 1 Illinois Insurance CE

When: Tuesday, September 17, 2019
2:00 - 5:00 PM
Where: DoubleTree by Hilton Lisle Naperville
3003 Corporate W Drive
Lisle, Illinois  60532
United States
Presenter: Andy Knott, JD, MBA, CFP®
Contact: Kristin Prine
(303) 867-7185

Online registration is closed.
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Consumers have come to expect advice delivered in their best interest. More than ninety-six percent of CFP® certificants agree. So what could possibly go wrong? Join former award-winning investigative reporter Andy Knott for a two-hour exploration of what you need to know to implement the CFP® Board’s new Code of Ethics and Standards of Conduct, effective October 1, 2019.


This session will cover required Ethics CE for CFP® and IL Insurance.



Andy Knott, JD, MBA, CFP®, a former Pulitzer-nominated investigator reporter and Cook County prosecutor. At Wintrust Wealth Management, Andy focuses on giving independent investment and planning advice to clients all over the United States.


Working with a select group of clients, Andy is known as an explainer. He has completed the Investment Consultant Program at the renowned Wharton School of Business at the University of Pennsylvania.


As an award-winning investigative reporter for the Chicago Tribune, his work was nominated for the Pulitzer Prize twice (1981 & 1983). Admitted to the Illinois Bar in 1986, he was a prosecutor in Cook County (Chicago) before becoming an M&A expert in Australia and New Zealand where his experiences were the subject of a Harvard Business School case study.


Andy holds a BS from the University of Tennessee, a J.D. from John Marshall Law School, and an MBA from Duke University. He has served on the Board of Visitors at the School of Communications at UT-Knoxville and previously was a member of the vestry of the Church of the Holy Comforter in Kenilworth, Illinois. Andy holds FINRA Series 7 and 66 Licenses in addition to Life, Health, and Variable Annuities Insurance Licenses. He regularly teaches Continuing Education classes in Professional Responsibility/Ethics to CFP® certificants and Illinois insurance agents.

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